Funds holding First Trust Exchange-Traded Fund IV
ISIN US33738D7966 · United States · LEI 5493006CBTW7P2B31B80
- Fund holders
- 2
- Of which ETFs
- 2 0 other funds
- Value held
- 10.7M $
2 tracked funds declare this security. So these figures do not say who holds it.
This issuer has other securities: First Trust Exchange-Traded Fund IV (US33738D4088), First Trust Exchange-Traded Fund IV (US33739Q2003), First Trust Exchange-Traded Fund IV (US33738D8048), First Trust Exchange-Traded Fund IV (US33738D7883), First Trust Exchange-Traded Fund IV (US33738D6067), First Trust Exchange-Traded Fund IV (US33738D7701), First Trust Exchange-Traded Fund IV (US33738D8386), First Trust Exchange-Traded Fund IV (US33739Q4082), First Trust Exchange-Traded Fund IV (US33738D8121), First Trust Exchange-Traded Fund IV (US33738D8790)
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 480,489 | 9.8M $ | 9.94 % | as of Jul 31, 2026 ↗ |
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 41,891 | 867.6K $ | 4.19 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 9.94 % | as of Jul 31, 2026 ↗ |
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 4.19 % | as of Jun 30, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 2 | 0 | 522,380 | +9.3 % |
| 2026Q2 | 2 | 0 | 477,715 | +9.8 % |
| 2026Q1 | 2 | 0 | 435,115 | +48.2 % |
| 2025Q4 | 2 | 0 | 293,646 | +17.0 % |
| 2025Q3 | 2 | +1 | 250,926 | +12.1 % |
| 2025Q2 | 1 | -1 | 223,852 | -45.3 % |
| 2025Q1 | 2 | +1 | 409,213 | +144.4 % |
| 2024Q4 | 1 | 0 | 167,461 | +4.3 % |
| 2024Q3 | 1 | 0 | 160,515 | +33.0 % |
| 2024Q2 | 1 | 120,720 |
Institutional managers
126 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| LPL Financial LLC | 4,852,167 | 100.7M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 2,546,486 | 52.8M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1,856,612 | 38.5M $ | as of Mar 31, 2026 |
| Cetera Investment Advisers | 1,729,781 | 35.9M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 1,693,016 | 35.1M $ | as of Mar 31, 2026 |
| TCP Asset Management, LLC | 1,397,278 | 29M $ | as of Mar 31, 2026 |
| MANCHESTER FINANCIAL INC | 1,068,062 | 22.2M $ | as of Mar 31, 2026 |
| Per Stirling Capital Management, LLC. | 880,325 | 18.3M $ | as of Mar 31, 2026 |
| STEPHENS INC /AR/ | 761,660 | 15.8M $ | as of Mar 31, 2026 |
| Kestra Advisory Services, LLC | 571,903 | 11.9M $ | as of Mar 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | 537,691 | 11.2K $ | as of Mar 31, 2026 |
| Rehmann Capital Advisory Group | 489,871 | 10.2M $ | as of Mar 31, 2026 |
| FIRST TRUST ADVISORS LP | 462,533 | 9.6M $ | as of Mar 31, 2026 |
| &PARTNERS | 411,271 | 8.5M $ | as of Mar 31, 2026 |
| HighTower Advisors, LLC | 389,839 | 8.1M $ | as of Mar 31, 2026 |
| BENJAMIN EDWARDS INC | 366,373 | 7.6M $ | as of Mar 31, 2026 |
| Mach-1 Financial Group, LLC | 360,331 | 7.5M $ | as of Mar 31, 2026 |
| NewEdge Advisors, LLC | 294,545 | 1.8M $ | as of Mar 31, 2026 |
| Owen LaRue, LLC | 290,546 | 6M $ | as of Mar 31, 2026 |
| ASSETMARK, INC | 238,285 | 4.9M $ | as of Mar 31, 2026 |
| Csenge Advisory Group | 237,188 | 4.9M $ | as of Mar 31, 2026 |
| Janney Montgomery Scott LLC | 210,854 | 4.4K $ | as of Mar 31, 2026 |
| Bank of New York Mellon Corp | 205,029 | 4.3M $ | as of Mar 31, 2026 |
| Avior Wealth Management, LLC | 180,401 | 3.7M $ | as of Mar 31, 2026 |
| Sequent Planning LLC | 175,186 | 3.6M $ | as of Mar 31, 2026 |
Cite this page
Titelia. "Funds holding First Trust Exchange-Traded Fund IV". https://titelia.com/en/stocks/first-trust-exchange-traded-fund-iv-US33738D7966