Funds holding First Trust Exchange-Traded Fund IV
ISIN US33738D8790 · United States · LEI 5493006CBTW7P2B31B80
- Fund holders
- 1
- Of which ETFs
- 1 0 other funds
- Value held
- 1.5M $
A single tracked fund declares this security. So these figures do not say who holds it.
This issuer has other securities: First Trust Exchange-Traded Fund IV (US33738D4088), First Trust Exchange-Traded Fund IV (US33739Q2003), First Trust Exchange-Traded Fund IV (US33738D8048), First Trust Exchange-Traded Fund IV (US33738D7883), First Trust Exchange-Traded Fund IV (US33738D7966), First Trust Exchange-Traded Fund IV (US33738D6067), First Trust Exchange-Traded Fund IV (US33738D7701), First Trust Exchange-Traded Fund IV (US33738D8386), First Trust Exchange-Traded Fund IV (US33739Q4082), First Trust Exchange-Traded Fund IV (US33738D8121)
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 50,996 | 1.5M $ | 7.25 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 7.25 % | as of Jun 30, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 1 | 0 | 50,996 | +5.6 % |
| 2026Q2 | 1 | 0 | 48,312 | +25.4 % |
| 2026Q1 | 1 | 0 | 38,535 | +75.3 % |
| 2025Q4 | 1 | 0 | 21,978 | +164.2 % |
| 2025Q3 | 1 | 8,319 |
Institutional managers
279 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| LPL Financial LLC | 11,337,017 | 289.7M $ | as of Mar 31, 2026 |
| WELLS FARGO & COMPANY/MN | 3,761,313 | 96.1M $ | as of Mar 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | 3,558,084 | 90.9M $ | as of Mar 31, 2026 |
| ROYAL BANK OF CANADA | 2,478,696 | 63.3M $ | as of Mar 31, 2026 |
| STIFEL FINANCIAL CORP | 2,455,677 | 62.7M $ | as of Mar 31, 2026 |
| Cetera Investment Advisers | 2,448,107 | 62.5M $ | as of Mar 31, 2026 |
| OSAIC HOLDINGS, INC. | 2,181,726 | 55.7M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 2,015,710 | 51.5M $ | as of Mar 31, 2026 |
| Kestra Advisory Services, LLC | 1,259,725 | 32.2M $ | as of Mar 31, 2026 |
| Baird Financial Group, Inc. | 1,177,764 | 30.1M $ | as of Mar 31, 2026 |
| Independent Advisor Alliance | 1,146,879 | 29.3M $ | as of Mar 31, 2026 |
| HARBOUR INVESTMENTS, INC. | 934,811 | 23.9M $ | as of Mar 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | 911,414 | 23.3K $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 854,046 | 21.8M $ | as of Mar 31, 2026 |
| PINNACLE ASSOCIATES LTD | 842,134 | 21.5M $ | as of Mar 31, 2026 |
| Arax Advisory Partners | 762,596 | 19.5M $ | as of Mar 31, 2026 |
| Merit Financial Group, LLC | 729,089 | 18.6M $ | as of Mar 31, 2026 |
| PARK NATIONAL CORP /OH/ | 680,532 | 17.4M $ | as of Mar 31, 2026 |
| Prospera Financial Services Inc | 678,830 | 17.3M $ | as of Mar 31, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | 671,774 | 17.2M $ | as of Mar 31, 2026 |
| Janney Montgomery Scott LLC | 666,175 | 17K $ | as of Mar 31, 2026 |
| Focus Partners Wealth | 656,856 | 16.8M $ | as of Mar 31, 2026 |
| Second Half Financial Partners, LLC | 628,118 | 16M $ | as of Mar 31, 2026 |
| Prime Capital Investment Advisors, LLC | 621,989 | 15.9M $ | as of Mar 31, 2026 |
| Stratos Wealth Partners, LTD. | 615,145 | 15.7M $ | as of Mar 31, 2026 |
Declared shareholders of First Trust Exchange-Traded Fund IV
There is 1 beneficial ownership filing. These stakes do not add up. An asset manager that files includes its own funds, which already appear among the funds on this page.
| Shareholder | Declared stake | Shares | |
|---|---|---|---|
| First Trust Portfolios L.P. and 2 others | 12.46 % | 14,818,862 | as of Jun 30, 2026 · SCHEDULE 13G |
Cite this page
Titelia. "Funds holding First Trust Exchange-Traded Fund IV". https://titelia.com/en/stocks/first-trust-exchange-traded-fund-iv-US33738D8790