Funds holding First Trust Exchange-Traded Fund IV
ISIN US33738D7701 · United States · LEI 5493006CBTW7P2B31B80
- Fund holders
- 4
- Of which ETFs
- 3 1 other fund
- Value held
- 5.8M $
This issuer has other securities: First Trust Exchange-Traded Fund IV (US33738D4088), First Trust Exchange-Traded Fund IV (US33739Q2003), First Trust Exchange-Traded Fund IV (US33738D8048), First Trust Exchange-Traded Fund IV (US33738D7883), First Trust Exchange-Traded Fund IV (US33738D7966), First Trust Exchange-Traded Fund IV (US33738D6067), First Trust Exchange-Traded Fund IV (US33738D8386), First Trust Exchange-Traded Fund IV (US33739Q4082), First Trust Exchange-Traded Fund IV (US33738D8121), First Trust Exchange-Traded Fund IV (US33738D8790)
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 241,349 | 4.9M $ | 5.02 % | as of Jul 31, 2026 ↗ |
| First Trust Low Duration Opportunities ETF First Trust Exchange-Traded Fund IV | 22,500 | 461K $ | 0.01 % | as of Jul 31, 2026 ↗ |
| First Trust Securitized Plus ETF First Trust Exchange-Traded Fund VIII | 12,000 | 247.7K $ | 0.37 % | as of May 31, 2026 ↗ |
| First Trust Multi Income Allocation Portfolio First Trust Variable Insurance Trust | 7,601 | 157.1K $ | 0.91 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 5.02 % | as of Jul 31, 2026 ↗ |
| First Trust Multi Income Allocation Portfolio First Trust Variable Insurance Trust | 0.91 % | as of Jun 30, 2026 ↗ |
| First Trust Securitized Plus ETF First Trust Exchange-Traded Fund VIII | 0.37 % | as of May 31, 2026 ↗ |
| First Trust Low Duration Opportunities ETF First Trust Exchange-Traded Fund IV | 0.01 % | as of Jul 31, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 4 | 0 | 283,450 | +8.1 % |
| 2026Q2 | 4 | +1 | 262,283 | +523.0 % |
| 2026Q1 | 3 | 0 | 42,101 | -9.7 % |
| 2025Q4 | 3 | 0 | 46,635 | 0.0 % |
| 2025Q3 | 3 | +1 | 46,635 | +73.0 % |
| 2025Q2 | 2 | +1 | 26,956 | +71.1 % |
| 2025Q1 | 1 | 0 | 15,756 | 0.0 % |
| 2024Q4 | 1 | 0 | 15,756 | +65.9 % |
| 2024Q3 | 1 | 9,500 |
Institutional managers
81 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | 2,388,645 | 49.3M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 1,242,690 | 25.6M $ | as of Mar 31, 2026 |
| LPL Financial LLC | 925,258 | 19.1M $ | as of Mar 31, 2026 |
| Ferguson Shapiro LLC | 837,868 | 17.3M $ | as of Mar 31, 2026 |
| Kestra Advisory Services, LLC | 568,187 | 11.7M $ | as of Mar 31, 2026 |
| First Heartland Consultants, Inc. | 513,852 | 10.6M $ | as of Mar 31, 2026 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | 461,107 | 9.5M $ | as of Mar 31, 2026 |
| Capital Investment Counsel, LLC | 455,240 | 9.4M $ | as of Mar 31, 2026 |
| ROYAL BANK OF CANADA | 387,884 | 8M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 365,073 | 7.5M $ | as of Mar 31, 2026 |
| Beaumont Financial Advisors, LLC | 350,934 | 7.2M $ | as of Mar 31, 2026 |
| Delta Investment Management, LLC | 295,785 | 6.1M $ | as of Mar 31, 2026 |
| HARBOUR INVESTMENTS, INC. | 273,777 | 5.7M $ | as of Mar 31, 2026 |
| Uniting Wealth Partners, LLC | 271,911 | 5.6M $ | as of Mar 31, 2026 |
| Brendel Financial Advisors LLC | 261,809 | 5.4M $ | as of Mar 31, 2026 |
| FIRST TRUST ADVISORS LP | 251,837 | 5.2M $ | as of Mar 31, 2026 |
| Snowden Capital Advisors LLC | 213,296 | 4.4M $ | as of Mar 31, 2026 |
| Foundations Investment Advisors, LLC | 201,600 | 4.2M $ | as of Mar 31, 2026 |
| CRUX WEALTH ADVISORS | 139,231 | 2.9M $ | as of Mar 31, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | 126,258 | 2.6M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 125,721 | 2.6M $ | as of Mar 31, 2026 |
| Sanctuary Advisors, LLC | 117,583 | 2.4M $ | as of Mar 31, 2026 |
| Avior Wealth Management, LLC | 98,315 | 2M $ | as of Mar 31, 2026 |
| Farther Finance Advisors, LLC | 97,931 | 2M $ | as of Mar 31, 2026 |
| Philip James Wealth Mangement, LLC | 97,046 | 2M $ | as of Mar 31, 2026 |
Declared shareholders of First Trust Exchange-Traded Fund IV
There is 1 beneficial ownership filing. These stakes do not add up. An asset manager that files includes its own funds, which already appear among the funds on this page.
| Shareholder | Declared stake | Shares | |
|---|---|---|---|
| First Trust Portfolios L.P. and 2 others | 10.57 % | 2,289,377 | as of Jun 30, 2026 · SCHEDULE 13G |
Cite this page
Titelia. "Funds holding First Trust Exchange-Traded Fund IV". https://titelia.com/en/stocks/first-trust-exchange-traded-fund-iv-US33738D7701