Funds holding First Trust Exchange-Traded Fund IV
ISIN US33738D7883 · United States · LEI 5493006CBTW7P2B31B80
- Fund holders
- 2
- Of which ETFs
- 2 0 other funds
- Value held
- 28.8M $
2 tracked funds declare this security. So these figures do not say who holds it.
This issuer has other securities: First Trust Exchange-Traded Fund IV (US33738D4088), First Trust Exchange-Traded Fund IV (US33739Q2003), First Trust Exchange-Traded Fund IV (US33738D8048), First Trust Exchange-Traded Fund IV (US33738D7966), First Trust Exchange-Traded Fund IV (US33738D6067), First Trust Exchange-Traded Fund IV (US33738D7701), First Trust Exchange-Traded Fund IV (US33738D8386), First Trust Exchange-Traded Fund IV (US33739Q4082), First Trust Exchange-Traded Fund IV (US33738D8121), First Trust Exchange-Traded Fund IV (US33738D8790)
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 1,337,001 | 27.4M $ | 27.82 % | as of Jul 31, 2026 ↗ |
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 66,914 | 1.4M $ | 6.75 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| First Trust High Income Strategic Focus ETF First Trust Exchange-Traded Fund IV | 27.82 % | as of Jul 31, 2026 ↗ |
| First Trust Balanced Income ETF First Trust Exchange-Traded Fund VI | 6.75 % | as of Jun 30, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 2 | 0 | 1,403,915 | +9.8 % |
| 2026Q2 | 2 | 0 | 1,278,147 | +18.4 % |
| 2026Q1 | 2 | 0 | 1,079,386 | +63.3 % |
| 2025Q4 | 2 | -1 | 660,935 | -11.6 % |
| 2025Q3 | 3 | +1 | 747,361 | +20.1 % |
| 2025Q2 | 2 | +1 | 622,197 | +83.5 % |
| 2025Q1 | 1 | 339,152 |
Institutional managers
190 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| LPL Financial LLC | 15,062,105 | 315.7M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 6,974,925 | 146.2M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 5,133,007 | 107.6M $ | as of Mar 31, 2026 |
| LVZ, Inc. | 3,240,435 | 67.9M $ | as of Mar 31, 2026 |
| HARBOUR INVESTMENTS, INC. | 2,774,373 | 58.2M $ | as of Mar 31, 2026 |
| Cetera Investment Advisers | 2,750,968 | 57.7M $ | as of Mar 31, 2026 |
| STIFEL FINANCIAL CORP | 2,436,663 | 51.1M $ | as of Mar 31, 2026 |
| STEPHENS INC /AR/ | 1,999,530 | 41.9M $ | as of Mar 31, 2026 |
| Bouchey Financial Group Ltd | 1,888,276 | 39.8M $ | as of Mar 31, 2026 |
| Kestra Advisory Services, LLC | 1,660,470 | 34.8M $ | as of Mar 31, 2026 |
| &PARTNERS | 1,497,571 | 31.4M $ | as of Mar 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | 1,472,157 | 30.9K $ | as of Mar 31, 2026 |
| Seascape Capital Management | 1,414,780 | 29.7K $ | as of Mar 31, 2026 |
| Prospera Financial Services Inc | 1,239,210 | 26M $ | as of Mar 31, 2026 |
| FIRST TRUST ADVISORS LP | 1,233,088 | 25.8M $ | as of Mar 31, 2026 |
| OSAIC HOLDINGS, INC. | 1,215,032 | 25.5M $ | as of Mar 31, 2026 |
| Cyndeo Wealth Partners, LLC | 1,204,819 | 25.3M $ | as of Mar 31, 2026 |
| CITADEL ADVISORS LLC | 1,192,163 | 25M $ | as of Mar 31, 2026 |
| BENJAMIN EDWARDS INC | 1,142,976 | 24M $ | as of Mar 31, 2026 |
| Centennial Wealth Advisory LLC | 1,088,140 | 22.8M $ | as of Mar 31, 2026 |
| Private Advisor Group, LLC | 1,060,087 | 22.2M $ | as of Mar 31, 2026 |
| KINTRA WEALTH, LLC | 991,815 | 20.8M $ | as of Mar 31, 2026 |
| First Heartland Consultants, Inc. | 959,188 | 20.1M $ | as of Mar 31, 2026 |
| Janney Montgomery Scott LLC | 956,652 | 20.1K $ | as of Mar 31, 2026 |
| Wealth Intelligence, LLC | 942,180 | 19.7M $ | as of Mar 31, 2026 |
Declared shareholders of First Trust Exchange-Traded Fund IV
There is 1 beneficial ownership filing. These stakes do not add up. An asset manager that files includes its own funds, which already appear among the funds on this page.
| Shareholder | Declared stake | Shares | |
|---|---|---|---|
| First Trust Portfolios L.P. and 2 others | 17.25 % | 20,973,031 | as of Jun 30, 2026 · SCHEDULE 13G |
Cite this page
Titelia. "Funds holding First Trust Exchange-Traded Fund IV". https://titelia.com/en/stocks/first-trust-exchange-traded-fund-iv-US33738D7883