Funds holding Principal Spectrum Preferred Securities Active ETF
ISIN US74255Y8883 · United States · LEI 549300ZZZ8ISR58H5107
- Fund holders
- 9
- Of which ETFs
- 0 9 other funds
- Value held
- 250.2M $
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| SAM Balanced Portfolio Principal Funds, Inc | 4,943,000 | 93.3M $ | 1.91 % | as of Jul 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Funds, Inc | 3,150,000 | 59.5M $ | 2.79 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 2,527,000 | 47.7M $ | 2.57 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 1,348,000 | 25.5M $ | 0.72 % | as of Jul 31, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 570,000 | 10.9M $ | 1.93 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 206,000 | 3.9M $ | 2.50 % | as of Jun 30, 2026 ↗ |
| Ocean Park Tactical All Asset Fund Northern Lights Fund Trust | 192,000 | 3.7M $ | 0.98 % | as of Jun 30, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 158,000 | 3M $ | 2.70 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 148,000 | 2.8M $ | 0.63 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| SAM Flexible Income Portfolio Principal Funds, Inc | 2.79 % | as of Jul 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 2.70 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 2.57 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 2.50 % | as of Jun 30, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 1.93 % | as of Jun 30, 2026 ↗ |
| SAM Balanced Portfolio Principal Funds, Inc | 1.91 % | as of Jul 31, 2026 ↗ |
| Ocean Park Tactical All Asset Fund Northern Lights Fund Trust | 0.98 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 0.72 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 0.63 % | as of Jun 30, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 9 | +8 | 13,242,000 | +6,796.9 % |
| 2026Q2 | 1 | 0 | 192,000 | 0.0 % |
| 2026Q1 | 1 | 0 | 192,000 | -22.0 % |
| 2025Q4 | 1 | 0 | 246,100 | 0.0 % |
| 2025Q3 | 1 | 0 | 246,100 | +56,474.7 % |
| 2024Q3 | 1 | 0 | 435 | +1.9 % |
| 2024Q2 | 1 | 427 |
Institutional managers
128 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 11,736,590 | 220.9M $ | as of Mar 31, 2026 |
| UBS Group AG | 7,738,404 | 145.6M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 7,393,760 | 139.2M $ | as of Mar 31, 2026 |
| WELLS FARGO & COMPANY/MN | 3,750,863 | 70.6M $ | as of Mar 31, 2026 |
| LPL Financial LLC | 3,105,457 | 58.4M $ | as of Mar 31, 2026 |
| ROYAL BANK OF CANADA | 3,103,712 | 58.4M $ | as of Mar 31, 2026 |
| IFC Advisors LLC | 2,730,332 | 51.4M $ | as of Mar 31, 2026 |
| AMERIPRISE FINANCIAL INC | 2,197,396 | 41.4M $ | as of Mar 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | 1,859,739 | 35M $ | as of Mar 31, 2026 |
| PRINCIPAL SECURITIES, INC. | 1,212,564 | 22.8M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 1,078,814 | 20.3M $ | as of Mar 31, 2026 |
| L2 Asset Management, LLC | 849,548 | 16M $ | as of Mar 31, 2026 |
| Permanens Capital L.P. | 847,144 | 15.9M $ | as of Mar 31, 2026 |
| Bensler, LLC | 831,810 | 15.7M $ | as of Mar 31, 2026 |
| BENJAMIN EDWARDS INC | 662,675 | 12.5M $ | as of Mar 31, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 648,514 | 12.2M $ | as of Mar 31, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 602,488 | 11.3M $ | as of Mar 31, 2026 |
| Mariner, LLC | 531,063 | 10M $ | as of Mar 31, 2026 |
| Berger Financial Group, Inc | 403,943 | 7.6M $ | as of Mar 31, 2026 |
| ROGCO, LP | 398,110 | 7.5M $ | as of Mar 31, 2026 |
| JANE STREET GROUP, LLC | 320,519 | 6M $ | as of Mar 31, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | 313,421 | 5.9M $ | as of Mar 31, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 308,606 | 5.8M $ | as of Mar 31, 2026 |
| PSI Advisors, LLC | 283,605 | 5.3M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 275,643 | 5.2M $ | as of Mar 31, 2026 |
Cite this page
Titelia. "Funds holding Principal Spectrum Preferred Securities Active ETF". https://titelia.com/en/stocks/principal-spectrum-preferred-securities-active-etf-US74255Y8883