Funds holding Principal U.S. Small-Cap ETF
ISIN US74255Y6077 · United States · LEI 5493008MXNTNT2RRXN18
- Fund holders
- 28
- Of which ETFs
- 0 28 other funds
- Value held
- 726.4M $
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| SAM Balanced Portfolio Principal Funds, Inc | 2,846,700 | 193.8M $ | 3.96 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 2,626,800 | 178.9M $ | 5.06 % | as of Jul 31, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Funds, Inc | 2,325,500 | 158.3M $ | 6.04 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 680,700 | 46.3M $ | 2.50 % | as of Jul 31, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Variable Contract Funds, Inc | 502,100 | 35.2M $ | 6.70 % | as of Jun 30, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Funds, Inc | 472,000 | 32.1M $ | 1.51 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 368,400 | 25.8M $ | 5.73 % | as of Jun 30, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 365,600 | 25.6M $ | 4.55 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2040 Fund Principal Funds, Inc | 74,364 | 5.1M $ | 0.12 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2050 Fund Principal Funds, Inc | 66,180 | 4.5M $ | 0.14 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 65,200 | 4.6M $ | 2.91 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2030 Fund Principal Funds, Inc | 58,142 | 4M $ | 0.09 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2045 Fund Principal Funds, Inc | 30,720 | 2.1M $ | 0.13 % | as of Jul 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 28,000 | 2M $ | 1.76 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2035 Fund Principal Funds, Inc | 26,347 | 1.8M $ | 0.10 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2060 Fund Principal Funds, Inc | 24,523 | 1.7M $ | 0.15 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2055 Fund Principal Funds, Inc | 24,464 | 1.7M $ | 0.15 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2020 Fund Principal Funds, Inc | 15,819 | 1.1M $ | 0.06 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2025 Fund Principal Funds, Inc | 11,788 | 802.6K $ | 0.08 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime Strategic Income Fund Principal Funds, Inc | 6,517 | 443.7K $ | 0.06 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2065 Fund Principal Funds, Inc | 6,163 | 419.6K $ | 0.14 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2070 Fund Principal Funds, Inc | 2,296 | 156.3K $ | 0.14 % | as of Jul 31, 2026 ↗ |
| Principal LifeTime 2020 Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2030 Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2040 Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2050 Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime Strategic Income Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
| Principal LifeTime 2060 Account Principal Variable Contract Funds, Inc | 3 | 210.4 $ | 0.00 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| SAM Strategic Growth Portfolio Principal Variable Contract Funds, Inc | 6.70 % | as of Jun 30, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Funds, Inc | 6.04 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 5.73 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 5.06 % | as of Jul 31, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 4.55 % | as of Jun 30, 2026 ↗ |
| SAM Balanced Portfolio Principal Funds, Inc | 3.96 % | as of Jul 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 2.91 % | as of Jun 30, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 2.50 % | as of Jul 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 1.76 % | as of Jun 30, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Funds, Inc | 1.51 % | as of Jul 31, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 28 | +18 | 10,628,341 | -5.3 % |
| 2026Q2 | 10 | 0 | 11,220,000 | +6.7 % |
| 2026Q1 | 10 | 0 | 10,520,000 | +6.7 % |
| 2025Q4 | 10 | 0 | 9,861,000 | +101.2 % |
| 2025Q3 | 10 | 0 | 4,900,000 | -36.0 % |
| 2025Q2 | 10 | 0 | 7,660,000 | -11.8 % |
| 2025Q1 | 10 | 0 | 8,680,000 | -0.4 % |
| 2024Q4 | 10 | 0 | 8,716,000 | -2.1 % |
| 2024Q3 | 10 | 0 | 8,900,000 | 0.0 % |
| 2024Q2 | 10 | +2 | 8,900,000 | +3.5 % |
| 2024Q1 | 8 | 0 | 8,600,000 | +35.2 % |
| 2023Q4 | 8 | 6,362,000 |
Institutional managers
90 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 12,549,404 | 719.1M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 2,734,313 | 156.7M $ | as of Mar 31, 2026 |
| PRINCIPAL SECURITIES, INC. | 2,536,322 | 145.4M $ | as of Mar 31, 2026 |
| AMERIPRISE FINANCIAL INC | 2,212,182 | 126.8M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 1,691,249 | 96.9M $ | as of Mar 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | 1,401,136 | 80.3M $ | as of Mar 31, 2026 |
| WELLS FARGO & COMPANY/MN | 1,351,032 | 77.4M $ | as of Mar 31, 2026 |
| LPL Financial LLC | 1,076,319 | 61.7M $ | as of Mar 31, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 433,869 | 25.1M $ | as of Mar 31, 2026 |
| ROYAL BANK OF CANADA | 406,744 | 23.3M $ | as of Mar 31, 2026 |
| TRUIST FINANCIAL CORP | 338,542 | 19.4M $ | as of Mar 31, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 252,845 | 14.5M $ | as of Mar 31, 2026 |
| Veracity Capital LLC | 238,497 | 13.7M $ | as of Mar 31, 2026 |
| Hudson Capital Management LLC | 196,714 | 11.3M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 194,189 | 11.1M $ | as of Mar 31, 2026 |
| STIFEL FINANCIAL CORP | 179,376 | 10.3M $ | as of Mar 31, 2026 |
| Henderson Brothers Financial Partners, LLC | 170,472 | 9.8M $ | as of Mar 31, 2026 |
| PSI Advisors, LLC | 150,561 | 8.6M $ | as of Mar 31, 2026 |
| &PARTNERS | 143,327 | 8.2M $ | as of Mar 31, 2026 |
| RFG - Bristol Wealth Advisors, LLC | 139,728 | 8M $ | as of Mar 31, 2026 |
| Rockefeller Capital Management L.P. | 129,907 | 7.4M $ | as of Mar 31, 2026 |
| OSAIC HOLDINGS, INC. | 122,268 | 7M $ | as of Mar 31, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | 102,054 | 5.9M $ | as of Mar 31, 2026 |
| JPMORGAN CHASE & CO | 99,474 | 5.5M $ | as of Mar 31, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | 79,739 | 4.6M $ | as of Mar 31, 2026 |
Cite this page
Titelia. "Funds holding Principal U.S. Small-Cap ETF". https://titelia.com/en/stocks/principal-u-s-small-cap-etf-US74255Y6077