Funds holding Principal U.S. Small-Cap ETF
ISIN US74255Y6077 · United States · LEI 5493008MXNTNT2RRXN18
- Fund holders
- 10
- Of which ETFs
- 0 10 other funds
- Value held
- 702.4M $
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| SAM Balanced Portfolio Principal Funds, Inc | 3,129,700 | 198.2M $ | 4.09 % | as of Apr 30, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 2,916,800 | 184.7M $ | 5.31 % | as of Apr 30, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Funds, Inc | 2,516,500 | 159.3M $ | 6.22 % | as of Apr 30, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 778,700 | 49.3M $ | 2.65 % | as of Apr 30, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Funds, Inc | 549,000 | 34.8M $ | 1.60 % | as of Apr 30, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Variable Contract Funds, Inc | 502,100 | 28.8M $ | 6.06 % | as of Mar 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 368,400 | 21.1M $ | 5.12 % | as of Mar 31, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 365,600 | 21M $ | 3.90 % | as of Mar 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 65,200 | 3.7M $ | 2.46 % | as of Mar 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 28,000 | 1.6M $ | 1.43 % | as of Mar 31, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| SAM Strategic Growth Portfolio Principal Funds, Inc | 6.22 % | as of Apr 30, 2026 ↗ |
| SAM Strategic Growth Portfolio Principal Variable Contract Funds, Inc | 6.06 % | as of Mar 31, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Funds, Inc | 5.31 % | as of Apr 30, 2026 ↗ |
| SAM Conservative Growth Portfolio Principal Variable Contract Funds, Inc | 5.12 % | as of Mar 31, 2026 ↗ |
| SAM Balanced Portfolio Principal Funds, Inc | 4.09 % | as of Apr 30, 2026 ↗ |
| SAM Balanced Portfolio Principal Variable Contract Funds, Inc | 3.90 % | as of Mar 31, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Funds, Inc | 2.65 % | as of Apr 30, 2026 ↗ |
| SAM Conservative Balanced Portfolio Principal Variable Contract Funds, Inc | 2.46 % | as of Mar 31, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Funds, Inc | 1.60 % | as of Apr 30, 2026 ↗ |
| SAM Flexible Income Portfolio Principal Variable Contract Funds, Inc | 1.43 % | as of Mar 31, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q2 | 10 | 0 | 11,220,000 | +6.7 % |
| 2026Q1 | 10 | 0 | 10,520,000 | +6.7 % |
| 2025Q4 | 10 | 0 | 9,861,000 | +101.2 % |
| 2025Q3 | 10 | 0 | 4,900,000 | -36.0 % |
| 2025Q2 | 10 | 0 | 7,660,000 | -11.8 % |
| 2025Q1 | 10 | 0 | 8,680,000 | -0.4 % |
| 2024Q4 | 10 | 0 | 8,716,000 | -2.1 % |
| 2024Q3 | 10 | 0 | 8,900,000 | 0.0 % |
| 2024Q2 | 10 | +2 | 8,900,000 | +3.5 % |
| 2024Q1 | 8 | 0 | 8,600,000 | +35.2 % |
| 2023Q4 | 8 | 6,362,000 |
Institutional managers
90 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 12,549,404 | 719.1M $ | as of Mar 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | 2,734,313 | 156.7M $ | as of Mar 31, 2026 |
| PRINCIPAL SECURITIES, INC. | 2,536,322 | 145.4M $ | as of Mar 31, 2026 |
| AMERIPRISE FINANCIAL INC | 2,212,182 | 126.8M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 1,691,249 | 96.9M $ | as of Mar 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | 1,401,136 | 80.3M $ | as of Mar 31, 2026 |
| WELLS FARGO & COMPANY/MN | 1,351,032 | 77.4M $ | as of Mar 31, 2026 |
| LPL Financial LLC | 1,076,319 | 61.7M $ | as of Mar 31, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 433,869 | 25.1M $ | as of Mar 31, 2026 |
| ROYAL BANK OF CANADA | 406,744 | 23.3M $ | as of Mar 31, 2026 |
| TRUIST FINANCIAL CORP | 338,542 | 19.4M $ | as of Mar 31, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 252,845 | 14.5M $ | as of Mar 31, 2026 |
| Veracity Capital LLC | 238,497 | 13.7M $ | as of Mar 31, 2026 |
| Hudson Capital Management LLC | 196,714 | 11.3M $ | as of Mar 31, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | 194,189 | 11.1M $ | as of Mar 31, 2026 |
| STIFEL FINANCIAL CORP | 179,376 | 10.3M $ | as of Mar 31, 2026 |
| Henderson Brothers Financial Partners, LLC | 170,472 | 9.8M $ | as of Mar 31, 2026 |
| PSI Advisors, LLC | 150,561 | 8.6M $ | as of Mar 31, 2026 |
| &PARTNERS | 143,327 | 8.2M $ | as of Mar 31, 2026 |
| RFG - Bristol Wealth Advisors, LLC | 139,728 | 8M $ | as of Mar 31, 2026 |
| Rockefeller Capital Management L.P. | 129,907 | 7.4M $ | as of Mar 31, 2026 |
| OSAIC HOLDINGS, INC. | 122,268 | 7M $ | as of Mar 31, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | 102,054 | 5.9M $ | as of Mar 31, 2026 |
| JPMORGAN CHASE & CO | 99,474 | 5.5M $ | as of Mar 31, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | 79,739 | 4.6M $ | as of Mar 31, 2026 |
Cite this page
Titelia. "Funds holding Principal U.S. Small-Cap ETF". https://titelia.com/en/stocks/principal-u-s-small-cap-etf-US74255Y6077