Funds holding JAPAN SMALLER CAPITALIZATION FUND INC
ISIN US47109U1043 · United States · LEI 5493000KJSHWEB3YKZ37
- Fund holders
- 4
- Of which ETFs
- 1 3 other funds
- Value held
- 8.1M $
| Fund | Shares | Value | Weight in fund | |
|---|---|---|---|---|
| Saba Closed-End Funds ETF Exchange Listed Funds Trust | 647,123 | 7.6M $ | 1.81 % | as of May 31, 2026 ↗ |
| Modern Capital Tactical Income Fund Modern Capital Funds Trust | 38,600 | 454.7K $ | 0.67 % | as of Jun 30, 2026 ↗ |
| Multi-Hedge Strategies Fund Rydex Variable Trust | 249 | 2.9K $ | 0.01 % | as of Jun 30, 2026 ↗ |
| Guggenheim Multi-Hedge Strategies Fund Rydex Series Funds | 88 | 1K $ | 0.01 % | as of Jun 30, 2026 ↗ |
The funds most exposed to it
The weight is the share of a fund's net assets. The holders table ranks funds by number of shares. This one ranks them by the weight of this security in each fund.
| Fund | Weight in fund | |
|---|---|---|
| Saba Closed-End Funds ETF Exchange Listed Funds Trust | 1.81 % | as of May 31, 2026 ↗ |
| Modern Capital Tactical Income Fund Modern Capital Funds Trust | 0.67 % | as of Jun 30, 2026 ↗ |
| Guggenheim Multi-Hedge Strategies Fund Rydex Series Funds | 0.01 % | as of Jun 30, 2026 ↗ |
| Multi-Hedge Strategies Fund Rydex Variable Trust | 0.01 % | as of Jun 30, 2026 ↗ |
Quarter after quarter
Each row is one quarter of SEC filings, newest first. The change compares each quarter with the one before.
| Quarter | Holders | Change | Shares | Change |
|---|---|---|---|---|
| 2026Q3 | 4 | +3 | 686,060 | +44.9 % |
| 2026Q2 | 1 | 0 | 473,402 | +110.1 % |
| 2026Q1 | 1 | -2 | 225,339 | -0.0 % |
| 2025Q4 | 3 | +2 | 225,451 | +5.3 % |
| 2025Q3 | 1 | -1 | 214,018 | -39.8 % |
| 2025Q2 | 2 | 0 | 355,383 | +2.4 % |
| 2025Q1 | 2 | +1 | 346,970 | +169.4 % |
| 2024Q4 | 1 | 0 | 128,808 | +12.5 % |
| 2024Q3 | 1 | 0 | 114,456 | +1,131.2 % |
| 2024Q2 | 1 | 0 | 9,296 | 0.0 % |
| 2024Q1 | 1 | 9,296 |
Institutional managers
56 managers declare this security to the SEC (Form 13F). The table shows the 25 largest.
| Manager | Shares | Value | |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,075,569 | 55.3M $ | as of Mar 31, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,720,009 | 40.5M $ | as of Mar 31, 2026 |
| 1607 Capital Partners, LLC | 3,584,600 | 39.1M $ | as of Mar 31, 2026 |
| LAZARD ASSET MANAGEMENT LLC | 3,500,613 | 38.2M $ | as of Mar 31, 2026 |
| Saba Capital Management, L.P. | 1,601,806 | 17.5M $ | as of Mar 31, 2026 |
| MORGAN STANLEY | 535,823 | 5.8M $ | as of Mar 31, 2026 |
| BANK OF AMERICA CORP /DE/ | 443,293 | 4.8M $ | as of Mar 31, 2026 |
| Karpus Management, Inc. | 436,454 | 4.8M $ | as of Mar 31, 2026 |
| Almitas Capital LLC | 402,956 | 4.4M $ | as of Mar 31, 2026 |
| Verition Fund Management LLC | 255,445 | 2.8M $ | as of Mar 31, 2026 |
| Pekin Hardy Strauss, Inc. | 234,569 | 2.6M $ | as of Mar 31, 2026 |
| Mraz, Amerine & Associates, Inc. | 195,453 | 2.1M $ | as of Mar 31, 2026 |
| Altium Capital Management LLC | 150,412 | 1.6M $ | as of Mar 31, 2026 |
| LPL Financial LLC | 119,168 | 1.3M $ | as of Mar 31, 2026 |
| Barry Investment Advisors, LLC | 115,517 | 1.3M $ | as of Mar 31, 2026 |
| Focus Partners Wealth | 111,255 | 1.2M $ | as of Mar 31, 2026 |
| RAFFLES ASSOCIATES LP | 110,967 | 1.2M $ | as of Mar 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | 106,211 | 1.2M $ | as of Mar 31, 2026 |
| Bulldog Investors, LLP | 104,181 | 1.1M $ | as of Mar 31, 2026 |
| Hara Capital LLC | 99,964 | 1.1M $ | as of Mar 31, 2026 |
| CIBC WORLD MARKET INC. | 94,348 | 1M $ | as of Mar 31, 2026 |
| Shaker Financial Services, LLC | 90,079 | 981.9K $ | as of Mar 31, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 90,057 | 981.6K $ | as of Mar 31, 2026 |
| Baird Financial Group, Inc. | 63,423 | 691.3K $ | as of Mar 31, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | 57,744 | 629.4K $ | as of Mar 31, 2026 |
Declared shareholders of JAPAN SMALLER CAPITALIZATION FUND INC
There are 4 beneficial ownership filings. These stakes do not add up. An asset manager that files includes its own funds, which already appear among the funds on this page.
| Shareholder | Declared stake | Shares | |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 15.80 % | 4,483,067 | as of Jun 30, 2026 · SCHEDULE 13G |
| City of London Investment Management Company Limited | 13.70 % | 3,894,571 | as of Jun 30, 2026 · SCHEDULE 13G |
| 1607 Capital Partners, LLC | 9.61 % | 2,724,109 | as of Jun 30, 2026 · SCHEDULE 13G |
| Saba Capital Management, L.P. and 2 others | 8.80 % | 2,494,542 | as of Sep 21, 2026 · SCHEDULE 13D |
Cite this page
Titelia. "Funds holding JAPAN SMALLER CAPITALIZATION FUND INC". https://titelia.com/en/stocks/japan-smaller-capitalization-fund-inc-US47109U1043